Filing Details
- Accession Number:
- 0000899243-17-013971
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-05-19 21:40:45
- Reporting Period:
- 2016-12-30
- Filing Date:
- 2017-05-19
- Accepted Time:
- 2017-05-19 21:40:45
- Original Submission Date:
- 2017-01-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1082506 | Great Elm Capital Group Inc. | GEC | Services-Prepackaged Software (7372) | 943219054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1323913 | Steven Hugh Wilson | C/O Great Elm Capital Group, Inc 200 Clarendon St. 51St Floor Boston MA 02116 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-30 | 12,903 | $3.29 | 20,542 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Amended share count represents 447additional shares purchased as a result of a finalized backstop purchase obligation in connection with a rights offering.