Filing Details

Accession Number:
0000899243-17-013971
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-05-19 21:40:45
Reporting Period:
2016-12-30
Filing Date:
2017-05-19
Accepted Time:
2017-05-19 21:40:45
Original Submission Date:
2017-01-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1082506 Great Elm Capital Group Inc. GEC Services-Prepackaged Software (7372) 943219054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1323913 Steven Hugh Wilson C/O Great Elm Capital Group, Inc
200 Clarendon St. 51St Floor
Boston MA 02116
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-30 12,903 $3.29 20,542 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Amended share count represents 447additional shares purchased as a result of a finalized backstop purchase obligation in connection with a rights offering.