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Home > Insider Trading > Filing (0001493152-17-005682)

Filing Details

Accession Number:: 0001493152-17-005682
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-05-19 18:05:55
Reporting Period:: 2017-05-17

Filing Date:: 2017-05-19
Accepted Time:: 2017-05-19 18:05:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1172631	Sunworks Inc.	SUNW	Telephone & Telegraph Apparatus (3661)	010592299

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1425213	Clayton Paul Mcdonnel	C/O Sunworks, Inc. 1030 Winding Creek Road, Suite 100 Roseville CA 95678	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-05-18	15,525	$1.45	15,525	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option to Purchase Common Stock	Acquisiton	2017-05-17	30,000	$0.00	30,000	$1.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
80,000		2022-05-17	No	4	A	Direct

Footnotes

This sales price reflects a weighted average of multiple prices ranging from $1.42 to $1.46. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
The option shall vest in 1/36 increments over a three year period commencing on the date of grant.