Filing Details
- Accession Number:
- 0001493152-17-005679
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-19 18:03:36
- Reporting Period:
- 2017-05-17
- Filing Date:
- 2017-05-19
- Accepted Time:
- 2017-05-19 18:03:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172631 | Sunworks Inc. | SUNW | Telephone & Telegraph Apparatus (3661) | 010592299 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1627814 | John Slooten Van | C/O Sunworks, Inc. 1030 Winding Creek Road, Suite 100 Roseville CA 95678 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-18 | 5,000 | $1.46 | 34,489 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Acquisiton | 2017-05-17 | 10,000 | $0.00 | 10,000 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 64,462 | 2017-05-17 | 2022-05-17 | No | 4 | A | Direct |
Billionaire Hedge Funds
