Filing Details
- Accession Number:
- 0001437749-17-009644
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-19 12:26:37
- Reporting Period:
- 2017-05-17
- Filing Date:
- 2017-05-19
- Accepted Time:
- 2017-05-19 12:26:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
924383 | Lrad Corp | LRAD | Household Audio & Video Equipment (3651) | 870361799 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1669500 | H Daniel Mccollum | 16990 Goldentop Rd. Suite A San Diego CA 92127 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-17 | 25,000 | $0.00 | 25,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-05-18 | 5,000 | $1.72 | 30,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-05-18 | 5,000 | $1.72 | 35,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2017-05-17 | 25,000 | $0.00 | 25,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock.
- No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis.