Filing Details
- Accession Number:
- 0001127602-17-018755
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-05-19 12:00:02
- Reporting Period:
- 2017-05-18
- Filing Date:
- 2017-05-19
- Accepted Time:
- 2017-05-19 12:00:02
- Original Submission Date:
- 2017-05-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1546559 | Mary Marlene Mcgrath | 3M Center St. Paul MN 55144-1000 | Senior Vp - Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-18 | 3,573 | $89.47 | 24,480 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-18 | 56 | $194.93 | 24,424 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 1,300 | $194.93 | 23,124 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 100 | $194.94 | 23,024 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 700 | $194.94 | 22,324 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 1,417 | $194.96 | 20,905 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-18 | 5,360 | $87.89 | 26,267 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-18 | 589 | $194.79 | 25,678 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 200 | $194.80 | 25,478 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 971 | $194.82 | 24,507 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 300 | $194.82 | 24,207 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 200 | $194.83 | 24,007 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 1,100 | $194.84 | 22,907 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 600 | $194.84 | 22,307 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 200 | $194.84 | 22,107 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 300 | $194.85 | 21,807 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 400 | $194.85 | 21,407 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-18 | 500 | $194.87 | 20,907 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-05-18 | 3,573 | $0.00 | 3,573 | $89.47 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-05-18 | 5,360 | $0.00 | 5,360 | $87.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-08 | 2021-02-08 | No | 4 | M | Direct |
| 0 | 2013-02-07 | 2022-02-07 | No | 4 | M | Direct |
Footnotes
- Due to an error caused by a third-party vendor, the reporting person in refiling a report filed earlier today, solely to correct the total holding reported in column 5 of Table 1.
- This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011).
- This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
Billionaire Hedge Funds
