Filing Details
- Accession Number:
- 0001588047-17-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-19 11:30:03
- Reporting Period:
- 2017-05-18
- Filing Date:
- 2017-05-19
- Accepted Time:
- 2017-05-19 11:30:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527541 | Wheeler Real Estate Investment Trust Inc. | WHLR | Real Estate Investment Trusts (6798) | 452681082 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1588047 | M. Jeffrey Zwerdling | Riversedge North, 2529 Virginia Beach Blvd., Suite 200 Virginia Beach VA 23452 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-18 | 1,000 | $9.92 | 39,186 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-05-18 | 4,000 | $9.96 | 43,186 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,111 | Indirect | Held in profit sharing plan |
Common Stock | 750 | Indirect | Owned by spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series D Cumulative Convertible Preferred Stock | $16.76 | 5,896 | 4,000 | Indirect | ||
Common Stock | Series B Convertible Preferred Stock | $40.00 | 2,500 | 4,000 | Indirect | ||
Common Stock | Common Stock Warrants | $44.00 | 1,500 | 12,000 | Direct | ||
Common Stock | Common Stock Warrants | $44.00 | 600 | 4,800 | Indirect | ||
Common Stock | Series B Convertible Preferred Stock | $40.00 | 6,250 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
5,896 | 4,000 | Indirect | |
2,500 | 4,000 | Indirect | |
1,500 | 12,000 | Direct | |
600 | 4,800 | Indirect | |
6,250 | 10,000 | Direct |
Footnotes
- Effective March 31, 2017, Wheeler Real Estate Investment Trust, Inc. (the "Company"), effected a one-for-eight reverse stock split of its common stock (the "Reverse Stock Split"). The amount of common stock reflected on this Form 4 has been adjusted to reflect the Reverse Stock Split.
- Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") became convertible into shares of the Company's common stock at $16.76 (as adjusted for the Reverse Stock Split) upon completion of the Company's September 2016 and December 2016 public offerings of Series D Stock. The Series D Stock has no expiration date.
- Each share of Series B Convertible Preferred Stock (the "Series B Stock") became convertible into shares of the company's common stock at $40.00 per share (as adjusted for the Reverse Stock Split) upon completion of the Company's April 2014 and September 2014 public offerings of Series B Stock and commons stock warrants. The Series B Stock has no expiration date.
- Each common stock warrant became exercisable at $44.00 per share (as adjusted for the Reverse Stock Split) upon completion of the Company's April 2014 and September 2014 public offerings of Series B Stock and common stock warrants. The common stock warrants expire on April 29, 2019.