Filing Details
- Accession Number:
- 0001179110-17-007559
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-18 20:48:19
- Reporting Period:
- 2017-05-16
- Filing Date:
- 2017-05-18
- Accepted Time:
- 2017-05-18 20:48:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1251769 | Apollo Endosurgery Inc. | APEN | Biological Products, (No Disgnostic Substances) (2836) | 161630142 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1689402 | Jr. D. William Mcclellan | 274 Buck Bend Georgetown TX 78628 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-16 | 300 | $6.19 | 300 | No | 4 | P | Indirect | William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A |
Common Stock | Acquisiton | 2017-05-17 | 500 | $6.18 | 800 | No | 4 | P | Indirect | William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A |
Common Stock | Acquisiton | 2017-05-17 | 1,200 | $6.42 | 2,000 | No | 4 | P | Indirect | William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A |
No | 4 | P | Indirect | William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A |
No | 4 | P | Indirect | William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A |