Filing Details
- Accession Number:
- 0000899243-17-013806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-18 18:43:49
- Reporting Period:
- 2017-05-16
- Filing Date:
- 2017-05-18
- Accepted Time:
- 2017-05-18 18:43:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674416 | Crispr Therapeutics Ag | CRSP | Biological Products, (No Disgnostic Substances) (2836) | 473173478 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1682017 | Rodger Novak | C/O Crispr Therapeutics, Inc. Baarerstrasse 14 Zug V8 CH-6300 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2017-05-16 | 24,077 | $1.81 | 1,239,082 | No | 4 | M | Direct | |
Common Shares | Disposition | 2017-05-16 | 24,077 | $16.50 | 1,215,005 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2017-05-17 | 25,923 | $1.81 | 1,240,928 | No | 4 | M | Direct | |
Common Shares | Disposition | 2017-05-17 | 25,923 | $16.03 | 1,215,005 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Options (Right to Buy) | Disposition | 2017-05-16 | 24,077 | $0.00 | 24,077 | $1.81 |
Common Shares | Stock Options (Right to Buy) | Disposition | 2017-05-17 | 25,923 | $0.00 | 25,923 | $1.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
144,016 | 2025-09-10 | No | 4 | M | Direct | |
118,093 | 2025-09-10 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.29 to $17.10, inclusive. The reporting person undertakes to provide to CRISPR Therapeutics AG, any security holder of CRISPR Therapeutics AG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.59 to $16.56, inclusive. The reporting person undertakes to provide to CRISPR Therapeutics AG, any security holder of CRISPR Therapeutics AG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- This option was granted on September 10, 2015 with respect to 268,093 Common Shares with 94,950 share immediately vested on the grant date and the remaining 173,143 shares vest in 31 equal monthly installments thereafter.