Filing Details
- Accession Number:
- 0001209191-17-033732
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-18 18:35:44
- Reporting Period:
- 2017-05-17
- Filing Date:
- 2017-05-18
- Accepted Time:
- 2017-05-18 18:35:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1045609 | Prologis Inc. | PLD | Real Estate Investment Trusts (6798) | 943281941 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255240 | S Edward Nekritz | C/O Prologis, Inc. Pier 1, Bay 1 San Francisco CA 94111 | Chief Legal Off./Gen. Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-17 | 25,000 | $15.39 | 199,950 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-17 | 25,000 | $55.31 | 174,950 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | NQ Stock Options | Disposition | 2017-05-17 | 25,000 | $0.00 | 25,000 | $15.39 |
| Common Stock | LTIP Units | Acquisiton | 2017-05-18 | 19,691 | $0.01 | 19,691 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,629 | 2011-11-11 | 2018-11-11 | No | 4 | M | Direct |
| 409,017 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,623 | Indirect | By 401(k) Plan |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.30 to $55.34. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- Represents shares held in the company's 401(k) Plan as of March 31, 2017.
- Represents the LTIP Units of Prologis, L.P. (the "LTIP Units") which vest in three equal installments on each of 05/18/2018, 05/18/2019 and 05/18/2020, subject to continued employment. The LTIP Units were issued to the reporting person pursuant to the Prologis, Inc. (the "Company") Second Amended and Restated Prologis Promote Plan in connection with certain co-investment venture incentive distributions paid to the Company or its affiliate.
- Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in Prologis, L.P. (a "Common Unit"). Each Common Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder after the completion of a two-year waiting period, for cash equal to the then fair market value of a share of Common Stock of the Company (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested LTIP Units into Common Units and redeem Common Units have no expiration dates.
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