Filing Details

Accession Number:
0001102993-17-000059
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-18 17:57:43
Reporting Period:
2017-05-16
Filing Date:
2017-05-18
Accepted Time:
2017-05-18 17:57:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1102993 Liveperson Inc LPSN Services-Prepackaged Software (7372) 133861628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1631451 Dustin Dean C/O Liveperson, Inc.,
475 Tenth Avenue, 5Th Floor
New York NY 10018
Evp, Global Sales/Cust Success No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-16 8,700 $3.23 8,700 No 4 M Direct
Common Stock Disposition 2017-05-16 8,700 $10.12 0 No 4 S Direct
Common Stock Acquisiton 2017-05-16 5,000 $1.79 5,000 No 4 M Direct
Common Stock Disposition 2017-05-16 5,000 $10.04 0 No 4 S Direct
Common Stock Acquisiton 2017-05-16 11,250 $9.24 11,250 No 4 M Direct
Common Stock Disposition 2017-05-16 11,250 $9.88 0 No 4 S Direct
Common Stock Acquisiton 2017-05-16 8,300 $7.02 8,300 No 4 M Direct
Common Stock Disposition 2017-05-16 8,300 $9.91 0 No 4 S Direct
Common Stock Disposition 2017-05-17 14,042 $9.49 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-05-16 8,700 $0.00 8,700 $3.23
Common Stock Stock Option (Right to Buy) Disposition 2017-05-16 5,000 $0.00 5,000 $1.79
Common Stock Stock Option (Right to Buy) Disposition 2017-05-16 11,250 $0.00 11,250 $9.24
Common Stock Stock Option (Right to Buy) Disposition 2017-05-16 8,300 $0.00 8,300 $7.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-04-01 No 4 M Direct
0 2019-03-05 No 4 M Direct
0 2023-07-01 No 4 M Direct
0 2020-06-17 No 4 M Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.15, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.88 to $10.12, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.85 to $9.90, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.46 to $9.70, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The option is fully vested and currently exercisable.