Filing Details
- Accession Number:
- 0001102993-17-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-18 17:57:43
- Reporting Period:
- 2017-05-16
- Filing Date:
- 2017-05-18
- Accepted Time:
- 2017-05-18 17:57:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102993 | Liveperson Inc | LPSN | Services-Prepackaged Software (7372) | 133861628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1631451 | Dustin Dean | C/O Liveperson, Inc., 475 Tenth Avenue, 5Th Floor New York NY 10018 | Evp, Global Sales/Cust Success | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-16 | 8,700 | $3.23 | 8,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-16 | 8,700 | $10.12 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-16 | 5,000 | $1.79 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-16 | 5,000 | $10.04 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-16 | 11,250 | $9.24 | 11,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-16 | 11,250 | $9.88 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-16 | 8,300 | $7.02 | 8,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-16 | 8,300 | $9.91 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-17 | 14,042 | $9.49 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-16 | 8,700 | $0.00 | 8,700 | $3.23 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-16 | 5,000 | $0.00 | 5,000 | $1.79 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-16 | 11,250 | $0.00 | 11,250 | $9.24 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-16 | 8,300 | $0.00 | 8,300 | $7.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-04-01 | No | 4 | M | Direct | |
| 0 | 2019-03-05 | No | 4 | M | Direct | |
| 0 | 2023-07-01 | No | 4 | M | Direct | |
| 0 | 2020-06-17 | No | 4 | M | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.15, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.88 to $10.12, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.85 to $9.90, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.46 to $9.70, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option is fully vested and currently exercisable.
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