Filing Details
- Accession Number:
- 0001140361-17-021357
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-18 16:08:23
- Reporting Period:
- 2017-05-17
- Filing Date:
- 2017-05-18
- Accepted Time:
- 2017-05-18 16:08:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1500213 | Si Financial Group Inc. | SIFI | Savings Institution, Federally Chartered (6035) | 800643149 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1570788 | L Lauren Murphy | 803 Main Street Willimantic CT 06226 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-17 | 3,143 | $13.93 | 18,682 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-17 | 3,143 | $14.96 | 15,539 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2017-05-17 | 3,143 | $0.00 | 3,143 | $13.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-06-14 | 2017-06-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,505 | Indirect | By 401(k) |
Common Stock | 22 | Indirect | By Custodian for Daughter |
Common Stock | 22 | Indirect | By Custodian for Son |
Common Stock | 6,999 | Indirect | By ESOP |
Common Stock | 3,333 | Indirect | By Stock Award III |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $5.68 | 2011-02-24 | 2020-02-24 | 4,490 | 4,490 | Direct |
Common Stock | Stock Options | $9.40 | 2012-02-16 | 2021-02-16 | 2,500 | 2,500 | Direct |
Common Stock | Stock Options | $11.20 | 2013-03-21 | 2022-03-21 | 1,000 | 1,000 | Direct |
Common Stock | Stock Options | $11.01 | 2013-10-24 | 2022-10-24 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-02-24 | 4,490 | 4,490 | Direct |
2021-02-16 | 2,500 | 2,500 | Direct |
2022-03-21 | 1,000 | 1,000 | Direct |
2022-10-24 | 20,000 | 20,000 | Direct |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
- Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in three equal annual installments commencing on September 23, 2015.
- Stock Options are fully vested and exercisable.
- Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on March 21, 2013.
- Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.