Filing Details
- Accession Number:
- 0001354488-17-000524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-18 16:01:30
- Reporting Period:
- 2017-04-12
- Filing Date:
- 2017-05-18
- Accepted Time:
- 2017-05-18 16:01:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PED | Crude Petroleum & Natural Gas (1311) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415554 | C Frank Ingriselli | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-04-12 | 30,000 | $2.39 | 200,510 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2017-05-16 | 6,050 | $0.80 | 194,460 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | $3.70 | 2015-01-07 | 2021-04-30 | 37,000 | 37,000 | Direct |
| Common Stock | Common Stock Warrant (Right to Buy) | $23.40 | 2013-12-16 | 2017-12-16 | 3,810 | 3,810 | Indirect |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $5.10 | 2012-12-18 | 2021-04-30 | 34,827 | 34,827 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $5.10 | 2012-12-18 | 2021-04-30 | 4,254 | 4,254 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-30 | 37,000 | 37,000 | Direct |
| 2017-12-16 | 3,810 | 3,810 | Indirect |
| 2021-04-30 | 34,827 | 34,827 | Direct |
| 2021-04-30 | 4,254 | 4,254 | Direct |
Footnotes
- Common shares were transferred pursuant to a gift in a private transaction.
- Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of vested shares which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
- Reporting Person's holdings include: 13,371 held by spouse; 36,893 held directly, 54,546 shares issued pursuant to a restricted stock grant and 89,650 vested shares held by Global Venture Investments, Inc., an equity 100% owned and controlled by Reporting Person.
- Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.
- Reporting Person's tax basis in the gifted shares.
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