Filing Details

Accession Number:
0001209191-17-033460
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-17 20:52:21
Reporting Period:
2017-05-16
Filing Date:
2017-05-17
Accepted Time:
2017-05-17 20:52:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
876343 Biotime Inc BTX Biological Products, (No Disgnostic Substances) (2836) 943127919
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325697 J Deborah Andrews 1911 Walker Avenue
Monrovia CA 91016
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, No Par Value Acquisiton 2017-05-16 2,000 $3.21 4,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Option to Purchase Common Shares $2.72 2021-06-30 20,000 20,000 Direct
Common Shares Option to Purchase Common Shares $3.57 2020-06-30 20,000 20,000 Direct
Common Shares Option to Purchase Common Shares $3.11 2019-06-30 20,000 20,000 Direct
Common Shares Option to Purchase Common Shares $2.86 2019-04-10 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-06-30 20,000 20,000 Direct
2020-06-30 20,000 20,000 Direct
2019-06-30 20,000 20,000 Direct
2019-04-10 20,000 20,000 Direct
Footnotes
  1. 5,000 options became exercisable on September 30, 2016; December 31, 2016; and March 31, 2017. The remaining 5,000 options will become exercisable on June 30, 2017 based upon continued service on the board of directors.
  2. Became exercisable in four equal quarterly installments after the date of grant on July 1, 2015.
  3. Became exercisable in four equal quarterly installments after the date of grant on July 1, 2014.
  4. Became exercisable in four equal quarterly installments after the date of grant on April 11, 2014.