Filing Details
- Accession Number:
- 0001665981-17-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-17 20:19:48
- Reporting Period:
- 2017-05-16
- Filing Date:
- 2017-05-17
- Accepted Time:
- 2017-05-17 20:19:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1665981 | E. Brian Brown | C/O Ellie Mae, Inc. 4420 Rosewood Drive, Suite 500 Pleasanton CA 94588 | Evp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-16 | 405 | $29.96 | 16,112 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-16 | 405 | $107.50 | 15,707 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-05-16 | 569 | $107.50 | 15,138 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-05-16 | 405 | $0.00 | 405 | $29.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
676 | 2024-02-18 | No | 4 | M | Direct |
Footnotes
- The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
- The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
- This number represents shares of Common Stock sold upon vesting of restricted stock units.
- Option vests with respect to 25% of the shares subject thereto on February 18, 2015, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 18, 2018.
- The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.