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Home > Insider Trading > Filing (0001633978-17-000047)

Filing Details

Accession Number:: 0001633978-17-000047
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-05-17 19:50:17
Reporting Period:: 2017-05-15

Filing Date:: 2017-05-17
Accepted Time:: 2017-05-17 19:50:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1633978	Lumentum Holdings Inc.	LITE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1401786	Aaron Tachibana	C/O Lumentum 400 North Mccarthy Blvd Milpitas CA 95035	Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-05-15	2,474	$0.00	45,495	No	4	M	Direct
Common Stock	Disposition	2017-05-16	953	$53.31	44,889	No	4	F	Direct
Common Stock	Disposition	2017-05-17	1,521	$54.40	43,368	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2017-05-15	2,474	$0.00	2,474	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,370	2017-05-15		No	4	M	Direct

Footnotes

Each unit converts upon vesting into one share of common stock.
Includes 347 shares purchased on May 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP).
Sale of shares pursuant to 10b5-1 plan dated 8/26/2016.
Restricted Stock Units have no expiration date.