Filing Details
- Accession Number:
- 0001633978-17-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-17 19:48:35
- Reporting Period:
- 2017-05-15
- Filing Date:
- 2017-05-17
- Accepted Time:
- 2017-05-17 19:48:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | Communications Equipment, Nec (3669) | 473108385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1648256 | Vincent Retort | C/O Lumentum 400 North Mccarthy Blvd Milpitas CA 95035 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-15 | 3,299 | $0.00 | 68,448 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-16 | 1,270 | $53.31 | 67,489 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-05-17 | 2,029 | $54.26 | 65,460 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-05-15 | 3,299 | $0.00 | 3,299 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,493 | 2017-05-15 | No | 4 | M | Direct |
Footnotes
- Each unit converts upon vesting into one share of common stock.
- Includes 311 shares purchased on May 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP).
- Sale of shares pursuant to 10b5-1 plan dated 11/30/2016.
- The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $54.00 to $54.95. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Restricted Stock Units have no expiration date.
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