Filing Details
- Accession Number:
- 0001633978-17-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-17 19:44:32
- Reporting Period:
- 2017-05-15
- Filing Date:
- 2017-05-17
- Accepted Time:
- 2017-05-17 19:44:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1633978 | Lumentum Holdings Inc. | LITE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1234673 | S Alan Lowe | C/O Lumentum 400 North Mccarthy Blvd Milpitas CA 95035 | Ceo And President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-15 | 12,783 | $0.00 | 153,439 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-16 | 6,829 | $53.31 | 147,116 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-05-17 | 5,954 | $54.29 | 141,162 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2017-05-15 | 12,783 | $0.00 | 12,783 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
63,915 | 2017-05-15 | No | 4 | M | Direct |
Footnotes
- Each unit converts upon vesting into one share of common stock.
- Includes 506 shares purchased on May 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP).
- Sale of shares pursuant to 10b5-1 plan dated 5/31/2016.
- The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $54.00 to $55.25. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Restricted Stock Units have no expiration date.