Filing Details
- Accession Number:
- 0001497570-17-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-17 17:42:45
- Reporting Period:
- 2017-05-15
- Filing Date:
- 2017-05-17
- Accepted Time:
- 2017-05-17 17:42:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1365038 | Leaf Group Ltd. | LFGR | Services-Computer Processing & Data Preparation (7374) | 204731239 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1497570 | C Rachel Glaser | 1655 26Th Street Santa Monica CA 90404 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 Par Value | Acquisiton | 2017-05-15 | 403 | $6.50 | 167,227 | No | 4 | M | Direct | |
| Common Stock, $.0001 Par Value | Disposition | 2017-05-15 | 403 | $8.30 | 166,824 | No | 4 | S | Direct | |
| Common Stock, $.0001 Par Value | Disposition | 2017-05-15 | 2,349 | $8.30 | 164,475 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-05-15 | 403 | $8.30 | 403 | $6.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 199,597 | 2025-05-04 | No | 4 | M | Direct |
Footnotes
- Includes 129,585 unvested RSUs.
- Upon the vesting of 6,250 restricted stock units ("RSUs") previously granted to the reporting person, the Company withheld 2,349 shares to cover the reporting person's tax obligation with respect to the vesting of such RSUs.
- Includes 123,335 unvested restricted stock units.
- In connection with Ms. Glaser's appointment as the Company's CFO, Ms. Glaser was granted 200,000 non-qualified stock options. Subject to Ms. Glaser's continued employment through the applicable vesting date, approximately one-third (1/3) of the shares subject to the stock option shall vest and become exercisable on April 13, 2016, and an additional 1/36th of the shares subject to the stock option shall vest and become exercisable on each monthly anniversary of April 13, 2016 thereafter through and including April 13, 2018.
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