Filing Details
- Accession Number:
- 0001018724-17-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-17 16:45:12
- Reporting Period:
- 2017-05-15
- Filing Date:
- 2017-05-17
- Accepted Time:
- 2017-05-17 16:45:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1557979 | David Zapolsky | P.o. Box 81226 Seattle WA 98108-1226 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2017-05-15 | 1,002 | $0.00 | 3,020 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2017-05-15 | 753 | $0.00 | 3,773 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2017-05-15 | 578 | $0.00 | 4,351 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2017-05-15 | 1,000 | $957.35 | 3,351 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2017-05-15 | 316 | $958.23 | 3,035 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2017-05-15 | 522 | $959.36 | 2,513 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2017-05-15 | 200 | $960.65 | 2,313 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2017-05-15 | 195 | $961.93 | 2,118 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2017-05-15 | 100 | $962.55 | 2,018 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2017-05-15 | 1,002 | $0.00 | 1,002 | $0.00 |
Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2017-05-15 | 753 | $0.00 | 753 | $0.00 |
Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2017-05-15 | 578 | $0.00 | 578 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,005 | 2013-05-15 | 2018-02-15 | No | 4 | M | Direct |
11,936 | 2015-05-15 | 2020-02-15 | No | 4 | M | Direct |
16,981 | 2017-05-15 | 2022-02-15 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $957.77 and the lowest price at which shares were sold was $956.80.
- Represents the weighted average sale price. The highest price at which shares were sold was $958.78 and the lowest price at which shares were sold was $957.88.
- Represents the weighted average sale price. The highest price at which shares were sold was $959.72 and the lowest price at which shares were sold was $958.95.
- Represents the weighted average sale price. The highest price at which shares were sold was $961.03 and the lowest price at which shares were sold was $960.27.
- Represents the weighted average sale price. The highest price at which shares were sold was $962.38 and the lowest price at which shares were sold was $961.50.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.
- This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
- This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.