Filing Details
- Accession Number:
- 0001209191-17-033055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-17 16:19:58
- Reporting Period:
- 2017-05-15
- Filing Date:
- 2017-05-17
- Accepted Time:
- 2017-05-17 16:19:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415301 | Del Frisco's Restaurant Group Inc. | DFRG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1330505 | Jr J Thomas Pennison | 920 S. Kimball Ave. #100 Southlake TX 76092 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-15 | 1,926 | $13.00 | 44,536 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-15 | 1,926 | $17.80 | 42,610 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-05-17 | 901 | $13.00 | 43,511 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-17 | 901 | $17.60 | 42,610 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-15 | 1,926 | $0.00 | 1,926 | $13.00 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-17 | 901 | $0.00 | 901 | $13.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
68,074 | 2022-07-26 | No | 4 | M | Direct | |
67,173 | 2022-07-26 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple sales at prices ranging from $17.80 to $17.825. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Stock Options vested in four equal installments on the first, second, third and fourth anniversaries of the 7/26/2012 grant date.