Home > Insider Trading > Filing (0001179110-17-007331)

Filing Details

Accession Number:: 0001179110-17-007331
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-05-16 17:55:27
Reporting Period:: 2017-05-12

Filing Date:: 2017-05-16
Accepted Time:: 2017-05-16 17:55:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
799231	Almost Family Inc	AFAM	Services-Social Services (8300)	061153720

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1263899	B William Yarmuth	9510 Ormsby Station Road Suite 300 Louisville KY 40223	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-05-12	20,000	$22.18	430,794	No	4	M	Direct
Common Stock	Disposition	2017-05-12	11,981	$57.25	418,813	No	4	F	Direct
Common Stock	Disposition	2017-05-12	10,000	$0.00	408,813	No	5	G	Direct
Common Stock	Disposition	2017-05-15	8,000	$0.00	400,813	No	5	G	Direct
Common Stock	Disposition	2017-05-12	4,006	$56.79	51,268	No	4	S	Indirect	By family limited partnership
Common Stock	Disposition	2017-05-15	25,994	$56.83	25,274	No	4	S	Indirect	By family limited partnership

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	5	G	Direct
No	5	G	Direct
No	4	S	Indirect	By family limited partnership
No	4	S	Indirect	By family limited partnership

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy)	Disposition	2017-05-12	20,000	$0.00	20,000	$22.18

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2018-03-06	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	51,205	Indirect	By Spouse
Common Stock	5,924	Indirect	By trust

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option (right to buy)	$49.05	2027-03-09	16,100	16,100	Direct
Common Stock	Option (right to buy)	$36.03	2026-03-03	21,400	21,400	Direct
Common Stock	Option (right to buy)	$37.28	2025-03-01	19,800	19,800	Direct
Common Stock	Option (right to buy)	$24.28	2024-03-16	25,200	25,200	Direct
Common Stock	Option (right to buy)	$20.89	2023-02-28	23,600	23,600	Direct
Common Stock	Option (right to buy)	$24.16	2022-02-26	18,600	18,600	Direct
Common Stock	Option (right to buy)	$33.27	2019-02-08	10,400	10,400	Direct
Common Stock	Option (right to buy)	$40.13	2019-12-13	9,000	9,000	Direct
Common Stock	Option (right to buy)	$36.69	2021-03-10	13,000	13,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2027-03-09	16,100	16,100	Direct
2026-03-03	21,400	21,400	Direct
2025-03-01	19,800	19,800	Direct
2024-03-16	25,200	25,200	Direct
2023-02-28	23,600	23,600	Direct
2022-02-26	18,600	18,600	Direct
2019-02-08	10,400	10,400	Direct
2019-12-13	9,000	9,000	Direct
2021-03-10	13,000	13,000	Direct

Footnotes

Held by WBY Investments Limited Partnership, LLLP, a family limited partnership of which the reporting person is the sole general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Shares were sold to diversify the family partnership's investment portfolio.
5,924 shares consist of 2 individual trusts FBO J.J. Yarmuth and Jacob J. Yarmuth.
The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 7, 2008.
Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
The reporting person may also be deemed to be the indirect beneficial owner of 23,943 shares of common stock held in the William B. Yarmuth Family Foundation, Inc., a charitable 501(c)(3) entity. As a tax-exempt organization, no part of the foundation's income can inure to the benefit of a private individual; therefore, the reporting person does not have a pecuniary interest in the foundation's shares and he disclaims any such pecuniary interest for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934.
The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.
The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.
The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 10, 2017.
The reporting person delivered 7,748 already-owned shares in payment of the exercise price, and the issuer withheld 4,233 shares in payment of tax liability, in each case, incident to the exercise of stock options issued in accordance with Rule 16b-3. No shares were sold by the reporting person.
Weighted average sales price. On 5/12/17, the 4006 shares were sold within a range of $56.75 and $56.975. The reporting person will provide upon request by the Commission Staff,the issuer, or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Weighted average sales price. On 5/15/17, the 25,994 shares were sold within a range of $56.75 and $57.175. The reporting person will provide upon request by the Commission Staff,the issuer, or security holder of the issuer, full information regarding the number of shares sold at each separate price.