Home > Insider Trading > Filing (0001209191-17-032680)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616862	Axalta Coating Systems Ltd.	AXTA	Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851)	981073028

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1620394	M. Sean Lannon	Two Commerce Square 2001 Market Street Suite 3600 Philadelphia PA 19103	Vp Corp Fin & Controller, Pao	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Acquisiton	2017-05-12	1,282	$0.00	4,088	No	4	M	Direct
Common Shares	Acquisiton	2017-05-12	11,538	$0.00	15,626	No	4	M	Direct
Common Shares	Disposition	2017-05-15	4,340	$31.35	11,286	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Restricted Stock Unit	Disposition	2017-05-12	1,282	$0.00	1,282	$0.00
Common Shares	Restricted Stock Unit	Disposition	2017-05-12	11,538	$0.00	11,538	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,283			No	4	M	Direct
11,538			No	4	M	Direct

Footnotes

Restricted stock units convert into common shares on a one-for-one basis.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted stock units granted on May 12, 2015.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.35 to $31.37. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On May 12, 2015, the reporting person was granted 3,846 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.
On May 12, 2015, the reporting person was granted 23,076 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.