Filing Details
- Accession Number:
- 0000891839-17-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-16 16:25:09
- Reporting Period:
- 2017-05-12
- Filing Date:
- 2017-05-16
- Accepted Time:
- 2017-05-16 16:25:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1285969 | Jeff Clarke | Eastman Kodak Company 343 State Street Rochester NY 14650 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2017-05-12 | 700 | $9.83 | 88,879 | No | 4 | P | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2017-05-12 | 200 | $9.85 | 89,079 | No | 4 | P | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2017-05-12 | 100 | $9.90 | 89,179 | No | 4 | P | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2017-05-12 | 9,200 | $9.93 | 98,379 | No | 4 | P | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2017-05-12 | 3,600 | $9.95 | 101,979 | No | 4 | P | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2017-05-12 | 500 | $9.98 | 102,479 | No | 4 | P | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2017-05-12 | 700 | $10.00 | 103,179 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $27.20 | 2021-03-11 | 114,943 | 114,943 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $18.46 | 2022-03-11 | 152,207 | 152,207 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $10.19 | 2023-03-11 | 229,358 | 229,358 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $15.00 | 2024-03-11 | 277,778 | 277,778 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-03-11 | 114,943 | 114,943 | Direct |
2022-03-11 | 152,207 | 152,207 | Direct |
2023-03-11 | 229,358 | 229,358 | Direct |
2024-03-11 | 277,778 | 277,778 | Direct |
Footnotes
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2014 grant date.
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2015 grant date.
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2016 grant date.
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of March 12, 2018, March 12, 2019 and March 12, 2020.