Filing Details

Accession Number:
0001209191-17-032617
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-16 16:09:32
Reporting Period:
2015-05-15
Filing Date:
2017-05-16
Accepted Time:
2017-05-16 16:09:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 141896129
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1534350 J. Michael Lachance C/O Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Vice President, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-15 15,000 $5.45 84,734 No 4 M Direct
Common Stock Disposition 2017-05-15 15,000 $31.06 69,734 No 4 S Direct
Common Stock Disposition 2017-05-15 25,000 $31.16 44,734 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-05-15 15,000 $0.00 15,000 $5.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-11-04 No 4 M Direct
Footnotes
  1. Represents the weighted average share price of an aggregate total of 15,000 shares sold in the price range of $31.03 to $31.07 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Represents the weighted average share price of an aggregate total of 25,000 shares sold in the price range of $31.11 to $31.205 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each such date, twenty five percent (25%) of the 30,000 shares subject to the option vested and became exercisable on November 4, 2012, and one forty-eighth (1/48th) of the shares subject to the option vested and became exercisable each month thereafter, such that the option became fully vested and exercisable on the November 4, 2015.