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Home > Insider Trading > Filing (0001683168-17-001293)

Filing Details

Accession Number:: 0001683168-17-001293
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-05-16 16:02:00
Reporting Period:: 2017-05-12

Filing Date:: 2017-05-16
Accepted Time:: 2017-05-16 16:02:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1158114	Applied Optoelectronics Inc.	AAOI	Semiconductors & Related Devices (3674)	760533927

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587600	(Joshua) Shu-Hua Yeh	C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478	*** See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.001 Par Value	Disposition	2017-05-12	10,000	$66.01	109,742	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

The shares were sold in multiple transactions on May 12, 2017 at an actual sale price ranging from $66.00 to $66.07 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.