Filing Details
- Accession Number:
- 0001179110-17-007264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-16 13:22:23
- Reporting Period:
- 2017-05-12
- Filing Date:
- 2017-05-16
- Accepted Time:
- 2017-05-16 13:22:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1259515 | Control4 Corp | CTRL | Electronic Components & Accessories (3670) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582924 | Eric Anderson | C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020 | Svp Of Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Commom Stock | Acquisiton | 2017-05-12 | 25,454 | $8.84 | 42,217 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-12 | 25,454 | $17.44 | 16,763 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Commom Stock | Stock Option (right to buy) | Disposition | 2017-05-12 | 25,454 | $0.00 | 25,454 | $8.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-06-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 28 | Indirect | By 401(K) Plan |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $17.20 per share to $17.69 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- Non-qualified Stock Options granted June 30, 2012 are fully vested and exercisable
- Based on the Reporting person's 401(K) Plan Statement.
Billionaire Hedge Funds
