Filing Details
- Accession Number:
- 0001140361-17-020915
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-16 11:46:18
- Reporting Period:
- 2017-05-15
- Filing Date:
- 2017-05-16
- Accepted Time:
- 2017-05-16 11:46:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505732 | Bankwell Financial Group Inc. | BWFG | State Commercial Banks (6022) | 208251355 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607405 | A James Fieber | C/O Bankwell Financial Group, Inc. 220 Elm Street New Canaan CT 06840 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-05-15 | 100 | $36.15 | 176,942 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-15 | 6,900 | $36.10 | 170,042 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 700 | Direct | |
| Common Stock | 1,000 | Direct | |
| Common Stock | 25,285 | Indirect | Deferred Compensation Plan |
| Common Stock | 272,586 | Indirect | Held as Trustee |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $20.70 | 2007-12-12 | 2017-12-12 | 2,875 | 2,875 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-12 | 2,875 | 2,875 | Direct |
Footnotes
- 2,800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 2,100 Shares have vested.
- 5,663 of Shares reported are owned jointly with Spouse.
- 1,000 shares of restricted stock granted on January 10, 2017, pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in two equal annual installments of 500 shares, with the first installment to vest on December 29, 2017 and the remaining 500 shares to vest on December 31, 2018.
- Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.
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