Filing Details
- Accession Number:
- 0000905718-17-000577
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-15 21:34:51
- Reporting Period:
- 2017-05-11
- Filing Date:
- 2017-05-15
- Accepted Time:
- 2017-05-15 21:34:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604416 | Nexeo Solutions Inc. | NXEO | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1386928 | Park West Asset Management Llc | 900 Larkspur Landing Circle, Suite 165 Larkspur CA 94939 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value Per Share | Disposition | 2017-05-11 | 75,300 | $9.12 | 8,715,892 | No | 4 | S | Indirect | See Footnote |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2017-05-12 | 50,831 | $9.14 | 8,665,061 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares of common stock of Nexeo Solutions, Inc. ("Common Stock") were sold in multiple transactions at prices ranging (i) from $9.10 to $9.18 per share, inclusive, for transactions on May 11, 2017, and (ii) from $9.10 to $9.14 per share, inclusive, for transactions on May 12, 2017. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Nexeo Solutions, Inc., any security holder of Nexeo Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
- The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of Reporting Person.
- As of May 12, 2017, PWIMF held 7,660,800 shares of Common Stock (including 3,685,393 Founder Shares (as defined in the Form 10-Q for the quarterly period ended March 31, 2017, filed with the Securities and Exchange Commission on May 10, 2017)), and PWPI held 1,004,261 shares of Common Stock (including 482,972 Founder Shares). Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.