Filing Details
- Accession Number:
- 0000711377-17-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-15 21:31:34
- Reporting Period:
- 2017-05-12
- Filing Date:
- 2017-05-15
- Accepted Time:
- 2017-05-15 21:31:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168789 | L James Herbert | Neogen Corp 620 Lesher Place Lansing MI 48912 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-12 | 29,893 | $39.61 | 912,105 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 18,576 | $47.12 | 930,681 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-12 | 48,469 | $61.29 | 882,212 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | Disposition | 2017-05-12 | 29,893 | $0.00 | 29,893 | $39.61 |
| Common Stock | Common Stock (Right to Buy) | Disposition | 2017-05-12 | 18,576 | $0.00 | 18,576 | $47.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 301,001 | 2019-10-31 | No | 4 | M | Direct | |
| 282,425 | 2020-11-08 | No | 4 | M | Direct |
Footnotes
- Options were granted 10/1/2014, have five year lives, and vest in equal annual installments on the first five anniversary dates of the grant
- Options were granted 10/8/2015, have five year lives, and vest in equal annual 20% installments on the anniversary date of the grant
Billionaire Hedge Funds
