Filing Details
- Accession Number:
- 0000899243-17-013257
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-15 20:27:31
- Reporting Period:
- 2017-05-12
- Filing Date:
- 2017-05-15
- Accepted Time:
- 2017-05-15 20:27:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1082506 | Great Elm Capital Group Inc. | GEC | Services-Prepackaged Software (7372) | 943219054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1458693 | A Matthew Drapkin | C/O Northern Right Capital Management 10 Corbin Drive, 3Rd Floor Darien CT 06820 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-12 | 1,136,792 | $3.35 | 1,136,792 | No | 4 | P | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnotes |
Footnotes
- Represents shares of Common Stock, $0.001 Par Value (the "Common Stock"), of Great Elm Capital Group, Inc., a Delaware corporation (f/k/a Unwired Planet, Inc.) (the "Issuer") directly held by Northern Right Capital (QP), L.P. ("Northern Right").
- Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein
Billionaire Hedge Funds
