Filing Details
- Accession Number:
- 0001028734-17-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-15 19:47:12
- Reporting Period:
- 2017-05-12
- Filing Date:
- 2017-05-15
- Accepted Time:
- 2017-05-15 19:47:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1028734 | Cobiz Financial Inc | COBZ | National Commercial Banks (6021) | 840826324 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311125 | Robert Ostertag | 1401 Lawrence St., Ste.1200 Denver CO 80202 | Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-12 | 150 | $6.86 | 68,930 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-12 | 99 | $16.02 | 68,831 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-05-12 | 5,667 | $7.54 | 74,498 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-12 | 3,877 | $16.02 | 70,621 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-05-12 | 150 | $0.00 | 150 | $6.86 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-05-12 | 5,667 | $0.00 | 5,667 | $7.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-05-18 | 2019-07-18 | No | 4 | M | Direct |
0 | 2013-05-19 | 2017-05-19 | No | 4 | M | Direct |
Footnotes
- Average sales price with a range of $16.00 to $16.09.