Filing Details
- Accession Number:
- 0001185185-17-001184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-15 16:40:25
- Reporting Period:
- 2017-05-12
- Filing Date:
- 2017-05-15
- Accepted Time:
- 2017-05-15 16:40:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1112920 | Globalscape Inc | GSB | Services-Prepackaged Software (7372) | 742785449 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296168 | T Gregory Hoffer | 4500 Lockhill Selma Ste 150 San Antonio TX 78249 | Vice President Of Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-12 | 50,000 | $2.35 | 50,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-12 | 50,000 | $4.14 | 100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Disposition | 2017-05-12 | 50,000 | $0.00 | 50,000 | $2.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-05-12 | 2024-01-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | $3.52 | 2026-02-01 | 100,000 | 100,000 | Direct | |
| Common Stock | Incentive Stock Option | $3.73 | 2027-02-08 | 11,900 | 111,900 | Direct | |
| Common Stock | Non-Qualified Stock Option | $3.73 | 2027-02-08 | 23,100 | 135,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-02-01 | 100,000 | 100,000 | Direct |
| 2027-02-08 | 11,900 | 111,900 | Direct |
| 2027-02-08 | 23,100 | 135,000 | Direct |
Footnotes
- 1/3 of the total shares under this option vest and are available for purchase on each annual anniversary date of the grant date of the option.
- Exercise of option to purchase common stock. Includes shares which were sold to pay the exercise price, to cover withholding taxes and to pay broker fees and commissions pursuant to a broker-assisted cashless exercise.
- Price reflected is a weighted-average sales price for shares sold. The shares were sold in multiple transactions and the range of sales prices for the transactions reported was $4.07 to $4.22. The reporting person undertakes to provide the issuer, any security holder of the issuer or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
