Filing Details
- Accession Number:
- 0001140361-17-020741
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-15 16:48:03
- Reporting Period:
- 2016-11-01
- Filing Date:
- 2017-05-15
- Accepted Time:
- 2017-05-15 16:48:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1381197 | Interactive Brokers Group Inc. | IBKR | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1391404 | Milan Galik | One Pickwick Plaza Greenwich CT 06830 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-11-01 | 1 | $32.63 | 734,953 | No | 4 | A | Direct | |
Class A Common Stock | Acquisiton | 2016-11-02 | 1 | $32.42 | 734,954 | No | 4 | A | Direct | |
Class A Common Stock | Acquisiton | 2017-04-25 | 1 | $34.52 | 849,751 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- An investment advisor hired by the reporting person inadvertently purchased / sold shares of IBKR as part of a broad based investment strategy.
- These shares of Class A Common Stock are owned directly by the reporting person and represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously. The reported amount also includes the shares inadvertently purchased by an investment advisor hired by the reporting person as part of a broad based investment strategy.
- The reported amount also includes the shares sold by an investment advisor hired by the reporting person as part of a broad based investment strategy, as well as shares granted on December 31, 2016 under the 2007 Stock Incentive Plan, previously reported on Form 4 filed with the Securities Exchange Commission on January 4, 2017.