Home > Insider Trading > Filing (0001683168-17-001257)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1158114	Applied Optoelectronics Inc.	AAOI	Semiconductors & Related Devices (3674)	760533927

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1601346	Chewei Lin	C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $.001 Par Value	Disposition	2017-05-10	9,700	$63.45	74,017	No	4	S	Direct
Common Stock, $.001 Par Value	Disposition	2017-05-11	5,300	$65.00	68,717	No	4	S	Direct
Common Stock, $.001 Par Value	Disposition	2017-05-12	7,500	$67.00	61,217	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

The shares were sold in multiple transactions on May 10, 2017 at an actual sale price ranging from $63.00 to $65.00 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold in multiple transactions on May 11, 2017 at a price $65.00 per share. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
The shares were sold in multiple transactions on May 12, 2017 at a price $67.00 per share. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.