Filing Details
- Accession Number:
- 0001214659-17-003297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-12 19:12:00
- Reporting Period:
- 2017-05-10
- Filing Date:
- 2017-05-12
- Accepted Time:
- 2017-05-12 19:12:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1110647 | Oclaro Inc. | OCLR | Semiconductors & Related Devices (3674) | 201303994 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596296 | H Michael Fernicola | 225 Charcot Ave San Jose CA 95131 | Principal Accounting Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-05-10 | 3,053 | $8.94 | 61,292 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-05-12 | 5,067 | $8.77 | 56,225 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Withholding of 3,053 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
- Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $8.63 to $8.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
