Filing Details
- Accession Number:
- 0001209191-17-032134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-12 18:17:10
- Reporting Period:
- 2017-05-12
- Filing Date:
- 2017-05-12
- Accepted Time:
- 2017-05-12 18:17:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1625101 | Pulse Biosciences Inc. | PLSE | Surgical & Medical Instruments & Apparatus (3841) | 465696597 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1674555 | B. Thierry Thaure | 849 Mitten Road, Suite 104 Burlingame CA 94010 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-12 | 10,000 | $2.67 | 10,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-12 | 5,000 | $23.90 | 5,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-05-12 | 5,000 | $24.90 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2017-05-12 | 10,000 | $0.00 | 10,000 | $2.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,655 | 2020-06-01 | No | 4 | M | Direct |
Footnotes
- The shares subject to the option will vest in equal quarterly installments over a three year period commencing on June 1, 2015 and ending on March 1, 2018, subject to the Reporting Person's continued service through each vesting date.