Filing Details
- Accession Number:
- 0001209191-17-032089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-12 17:44:35
- Reporting Period:
- 2017-05-10
- Filing Date:
- 2017-05-12
- Accepted Time:
- 2017-05-12 17:44:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1413837 | First Foundation Inc. | FFWM | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594287 | John Michel | 18101 Von Karman Avenue Suite 700 Irvine CA 92612 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-10 | 30,000 | $5.00 | 83,291 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-10 | 30,000 | $16.47 | 53,291 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 10,000 | $5.00 | 63,291 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Footnotes
- Option Exercise Price
Billionaire Hedge Funds
