Filing Details

Accession Number:
0001094392-17-000022
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-12 17:15:22
Reporting Period:
2017-05-11
Filing Date:
2017-05-12
Accepted Time:
2017-05-12 17:15:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094392 Rudolph Technologies Inc RTEC Industrial Instruments For Measurement, Display, And Control (3823) 223531208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244761 Alan Robert Koch C/O Rudolph Technologies, Inc.
16 Jonspin Road
Wilmington MA 01887
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-11 18,000 $6.80 74,755 No 4 M Direct
Common Stock Disposition 2017-05-11 8,934 $24.55 65,821 No 4 F Direct
Common Stock Disposition 2017-05-12 4,000 $24.55 61,821 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-05-11 18,000 $6.80 18,000 $6.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-08-20 2019-08-20 No 4 M Direct
Footnotes
  1. Represents shares withheld by Issuer to satisfy obligations to exercise stock options in connection with the stock option grants previously received by the Reporting Person.
  2. 20% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date.