Filing Details
- Accession Number:
- 0001450857-17-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-12 16:28:08
- Reporting Period:
- 2017-05-10
- Filing Date:
- 2017-05-12
- Accepted Time:
- 2017-05-12 16:28:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375365 | Super Micro Computer Inc. | SMCI | Electronic Computers (3571) | 770353939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450857 | Phidias Cheng-Hsien Chou | 980 Rock Ave. San Jose CA 95131 | Vp Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-10 | 338 | $0.00 | 1,285 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-10 | 148 | $24.15 | 1,137 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-05-11 | 1,000 | $5.53 | 2,137 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-11 | 1,000 | $24.07 | 1,137 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-05-10 | 338 | $0.00 | 338 | $0.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-05-11 | 1,000 | $0.00 | 1,000 | $5.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,375 | No | 4 | M | Direct | ||
| 11,500 | 2019-04-29 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- The restricted stock units vest in installments at the rate of 25% of the total number of units on November 10, 2016 and 1/16 of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
- The stock option is fully vested and exercisable.
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