Filing Details

Accession Number:
0001209191-17-031875
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-12 16:04:30
Reporting Period:
2017-05-10
Filing Date:
2017-05-12
Accepted Time:
2017-05-12 16:04:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG Fire, Marine & Casualty Insurance (6331) 311544320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185852 E James Evans 301 East Fourth Street
Cincinnati OH 45202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-10 20,623 $24.83 151,324 No 4 M Direct
Common Stock Disposition 2017-05-10 20,623 $98.01 130,701 No 4 S Direct
Common Stock Acquisiton 2017-05-12 6,250 $19.10 136,951 No 4 M Direct
Common Stock Acquisiton 2017-05-12 1,750 $24.83 138,701 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Exercise Disposition 2017-05-10 20,623 $0.00 20,623 $24.83
Common Stock Option Exercise Disposition 2017-05-12 6,250 $0.00 6,250 $19.10
Common Stock Option Exercise Disposition 2017-05-12 1,750 $0.00 1,750 $24.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,750 2017-12-31 No 4 M Direct
0 2017-12-31 No 4 M Direct
0 2017-12-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,708 Indirect ESPP
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.46 to $98.27, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan. All ESPP information reporting herein is based on a plan statement dated as of 12/31/2016.
  3. In connection with the Reporting Person's retirement as an employee of the Company, the Employee Stock Options were accelerated to be fully vested and exercisable.