Filing Details
- Accession Number:
- 0001140361-17-019827
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-11 19:06:47
- Reporting Period:
- 2017-05-09
- Filing Date:
- 2017-05-11
- Accepted Time:
- 2017-05-11 19:06:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1588972 | Recro Pharma Inc. | REPH | () | CA |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1440771 | Stonepine Capital Management, Llc | 919 Nw Bond Street Suite 204 Bend OR 97703 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-05-09 | 195,059 | $7.64 | 2,461,950 | No | 4 | S | Indirect | See Notes |
Common Stock | Disposition | 2017-05-09 | 33,070 | $7.64 | 2,428,880 | No | 4 | S | Indirect | See Notes |
Common Stock | Disposition | 2017-05-10 | 6,412 | $7.77 | 2,422,468 | No | 4 | S | Indirect | See Notes |
Common Stock | Disposition | 2017-05-10 | 1,088 | $7.77 | 2,421,380 | No | 4 | S | Indirect | See Notes |
Common Stock | Disposition | 2017-05-11 | 7,696 | $7.96 | 2,413,684 | No | 4 | S | Indirect | See Notes |
Common Stock | Disposition | 2017-05-11 | 1,304 | $7.96 | 2,412,380 | No | 4 | S | Indirect | See Notes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Notes |
No | 4 | S | Indirect | See Notes |
No | 4 | S | Indirect | See Notes |
No | 4 | S | Indirect | See Notes |
No | 4 | S | Indirect | See Notes |
No | 4 | S | Indirect | See Notes |
Footnotes
- The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers.
- The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein.
- These securities were sold by the Partnership, which held 2,076,784 shares after the transaction on May 9, 2,070,372 shares after the transaction on May 10 and 2,062,676 shares after the transaction on May 11.
- These securities were sold by the other Funds.