Filing Details
- Accession Number:
- 0001179110-17-007086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-11 18:40:46
- Reporting Period:
- 2017-05-09
- Filing Date:
- 2017-05-11
- Accepted Time:
- 2017-05-11 18:40:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1259515 | Control4 Corp | CTRL | Electronic Components & Accessories (3670) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582924 | Eric Anderson | C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020 | Svp Of Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-09 | 34,834 | $8.84 | 51,597 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-09 | 34,834 | $17.71 | 16,763 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-09 | 17,430 | $8.84 | 34,193 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-09 | 17,430 | $17.71 | 16,763 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-10 | 30,749 | $8.84 | 47,512 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-10 | 30,749 | $17.85 | 16,763 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-10 | 27,818 | $8.84 | 44,581 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-10 | 27,818 | $17.83 | 16,763 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-11 | 36,791 | $8.84 | 53,554 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-11 | 36,791 | $17.78 | 16,763 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-05-09 | 34,834 | $0.00 | 34,834 | $8.84 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-05-09 | 17,430 | $0.00 | 17,430 | $8.84 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-05-10 | 30,749 | $0.00 | 30,749 | $8.84 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-05-10 | 27,818 | $0.00 | 27,818 | $8.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-11 | 36,791 | $0.00 | 36,791 | $8.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 92,994 | 2022-06-30 | No | 4 | M | Direct | |
| 27,818 | 2022-06-30 | No | 4 | M | Direct | |
| 62,245 | 2022-06-30 | No | 4 | M | Direct | |
| 0 | 2022-06-30 | No | 4 | M | Direct | |
| 25,454 | 2022-06-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 28 | Indirect | By 401(k) Plan |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $17.29 per share to $17.97 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $17.29 per share to $17.96 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $17.37 per share to $18.11 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $17.38. per share to $18.10 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.4.
- Based on the Reporting Person's most recent 401(k) Plan statement.
- Non-qualified Stock Options granted June 30, 2012 are fully vested and exercisable.
- Incentive Stock Options granted June 30, 2012 are fully vested and exercisable.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $17.59 per share to $17.95 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder
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