Filing Details

Accession Number:
0001179110-17-007083
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-11 17:58:45
Reporting Period:
2017-05-09
Filing Date:
2017-05-11
Accepted Time:
2017-05-11 17:58:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259515 Control4 Corp CTRL Electronic Components & Accessories (3670) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582153 Greg Bishop C/O Control4 Corporation
11734 S. Election Road
Salt Lake City UT 84020
Gc, Chief Compl. Officer, Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-09 12,500 $4.89 26,795 No 4 M Direct
Common Stock Disposition 2017-05-09 12,500 $17.65 14,295 No 4 S Direct
Common Stock Acquisiton 2017-05-10 8,643 $4.88 22,938 No 4 M Direct
Common Stock Disposition 2017-05-10 8,643 $18.05 14,295 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-05-09 12,500 $0.00 12,500 $4.88
Common Stock Stock Option (right to buy) Disposition 2017-05-10 8,643 $0.00 8,643 $4.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,264 2018-05-22 No 4 M Direct
9,626 2018-05-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 177 Indirect By 401(K) Plan
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $17.29 per share to $17.96 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $18.00 per share to $18.10 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  4. Based on the Reporting Person's most recent 401(K) plan statement.
  5. Incentive Stock Option granted on May 22, 2008 are fully vested and exercisable.