Filing Details
- Accession Number:
- 0001179110-17-007083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-11 17:58:45
- Reporting Period:
- 2017-05-09
- Filing Date:
- 2017-05-11
- Accepted Time:
- 2017-05-11 17:58:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1259515 | Control4 Corp | CTRL | Electronic Components & Accessories (3670) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1582153 | Greg Bishop | C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020 | Gc, Chief Compl. Officer, Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-09 | 12,500 | $4.89 | 26,795 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-09 | 12,500 | $17.65 | 14,295 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-05-10 | 8,643 | $4.88 | 22,938 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-10 | 8,643 | $18.05 | 14,295 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2017-05-09 | 12,500 | $0.00 | 12,500 | $4.88 |
Common Stock | Stock Option (right to buy) | Disposition | 2017-05-10 | 8,643 | $0.00 | 8,643 | $4.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,264 | 2018-05-22 | No | 4 | M | Direct | |
9,626 | 2018-05-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 177 | Indirect | By 401(K) Plan |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $17.29 per share to $17.96 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $18.00 per share to $18.10 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- Based on the Reporting Person's most recent 401(K) plan statement.
- Incentive Stock Option granted on May 22, 2008 are fully vested and exercisable.