Filing Details
- Accession Number:
- 0001620533-17-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-11 17:53:49
- Reporting Period:
- 2017-05-09
- Filing Date:
- 2017-05-11
- Accepted Time:
- 2017-05-11 17:53:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1620533 | Shake Shack Inc. | SHAK | Retail-Eating & Drinking Places (5810) | 471941186 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1632029 | Peggy Rubenzer | C/O Shake Shack Inc., 24 Union Square East, 5Th Floor New York NY 10003 | Svp, People Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-05-09 | 10,000 | $21.00 | 28,134 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-05-09 | 10,000 | $36.68 | 18,134 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2017-05-09 | 719 | $36.75 | 17,415 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-09 | 10,000 | $0.00 | 10,000 | $21.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 96,000 | 2025-01-29 | No | 4 | M | Direct |
Footnotes
- Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 10,000 shares of Class A Stock.
- Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 10,000 shares of Class A Stock.
- The transaction was executed in multiple trades at prices ranging from $36.6450 to $36.7200. The price reported above reflects the weighted average sales price.
- The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $36.7300 to $36.7600. The price reported above reflects the weighted average sales price.
- An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21, 200 options vested on January 29, 2017, and the remaining option vests in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer.
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