Filing Details
- Accession Number:
- 0001225208-17-009511
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-11 16:47:28
- Reporting Period:
- 2017-05-10
- Filing Date:
- 2017-05-11
- Accepted Time:
- 2017-05-11 16:47:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1282648 | Halcon Resources Corp | HK | Investment Advice (6282) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
38777 | Franklin Resources Inc | One Franklin Parkway San Mateo CA 94403-1906 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-05-10 | 31,341 | $6.73 | 33,662,321 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Disposition | 2017-05-10 | 1,165 | $1.00 | 1,165 | $14.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
426,858 | 2016-09-13 | 2020-09-09 | No | 4 | S | Indirect |
Footnotes
- See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.