Filing Details
- Accession Number:
- 0001437749-17-008769
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-11 16:06:16
- Reporting Period:
- 2017-05-09
- Filing Date:
- 2017-05-11
- Accepted Time:
- 2017-05-11 16:06:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896493 | Digital Power Corp | DPW | Electronic Components, Nec (3679) | 941721931 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685857 | L Kristine Ault | P.o. Box 3587 Tustin CA 92781 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-09 | 150 | $0.58 | 1,950 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-05-10 | 100 | $0.56 | 2,150 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-05-11 | 300 | $0.56 | 2,450 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-05-11 | 100 | $0.56 | 2,550 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-05-11 | 300 | $0.56 | 2,850 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,725,860 | Indirect | By Philou Ventures, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | $0.70 | 1,071,429 | 75,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,071,429 | 75,000 | Direct |
Footnotes
- These shares are owned by Philou Ventures, LLC, of which the Reporting Person is the Manager.
- The shares of Series B Convertible Preferred Stock (the "Shares") are convertible upon the earlier to occur of (i) 60 months from March 24, 2017, or (ii) upon the filing by the Issuer of one or more periodic reports that, singly or collectively, evidence(s) that the Issuer's gross revenues have reached no less than $10,000,000 in the aggregate, on a consolidated reporting basis, over four consecutive quarters in accordance with U.S. GAAP. There is no expiration date applicable to the conversion of the Shares.