Filing Details

Accession Number:
0001437749-17-008769
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-11 16:06:16
Reporting Period:
2017-05-09
Filing Date:
2017-05-11
Accepted Time:
2017-05-11 16:06:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896493 Digital Power Corp DPW Electronic Components, Nec (3679) 941721931
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685857 L Kristine Ault P.o. Box 3587
Tustin CA 92781
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-09 150 $0.58 1,950 No 4 P Direct
Common Stock Acquisiton 2017-05-10 100 $0.56 2,150 No 4 P Direct
Common Stock Acquisiton 2017-05-11 300 $0.56 2,450 No 4 P Direct
Common Stock Acquisiton 2017-05-11 100 $0.56 2,550 No 4 P Direct
Common Stock Acquisiton 2017-05-11 300 $0.56 2,850 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,725,860 Indirect By Philou Ventures, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series B Convertible Preferred Stock $0.70 1,071,429 75,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,071,429 75,000 Direct
Footnotes
  1. These shares are owned by Philou Ventures, LLC, of which the Reporting Person is the Manager.
  2. The shares of Series B Convertible Preferred Stock (the "Shares") are convertible upon the earlier to occur of (i) 60 months from March 24, 2017, or (ii) upon the filing by the Issuer of one or more periodic reports that, singly or collectively, evidence(s) that the Issuer's gross revenues have reached no less than $10,000,000 in the aggregate, on a consolidated reporting basis, over four consecutive quarters in accordance with U.S. GAAP. There is no expiration date applicable to the conversion of the Shares.