Filing Details
- Accession Number:
- 0001620533-17-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-10 19:20:54
- Reporting Period:
- 2017-05-08
- Filing Date:
- 2017-05-10
- Accepted Time:
- 2017-05-10 19:20:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1620533 | Shake Shack Inc. | SHAK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1396917 | Jeffrey Flug | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | Yes | No | Yes | No | |
1633805 | 9/4/12 U/A/D Trust Gs 2012 Flug | C/O Shake Shack Inc., 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1633964 | H Sheryl Flug | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1633966 | Kenneth Flug | C/O Shake Shack Inc., 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2017-05-08 | 35,000 | $37.74 | 150,000 | No | 4 | S | Indirect | BY TRUST |
Class A Common Stock | Disposition | 2017-05-09 | 25,000 | $36.56 | 125,000 | No | 4 | S | Indirect | BY TRUST |
Class A Common Stock | Disposition | 2017-05-10 | 25,000 | $36.48 | 100,000 | No | 4 | S | Indirect | BY TRUST |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | BY TRUST |
No | 4 | S | Indirect | BY TRUST |
No | 4 | S | Indirect | BY TRUST |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 3,240 | Direct |
Footnotes
- The transaction was executed in multiple trades as prices ranging from 35.6000 to 36.1200. The price reported above reflects their average sales price.
- Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2012 GS Trust U/A/D 9/4/12 (the "Trust"). Kenneth Flug, the brother of Jeffrey Flug, and Sheryl Flug, the wife of Jeffrey Flug, are trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein.
- The transaction was executed in multiple trades at prices ranging from $36.1100 to $36.7900. The price reported above reflects the weighted average sales price.
- The transaction was executed in multiple trades at prices ranging from $36.2600 to $36.8400. The price reported above reflects the weighted average sales price.
- Jeffrey Flug's prior filings inadvertently reported 15,000 shares of Class A Stock as held directly, rather than held indirectly by the Trust. This Form 4 reflects the Trust's holdings of those 15,000 shares.