Filing Details
- Accession Number:
- 0001615774-17-002200
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-10 17:11:32
- Reporting Period:
- 2017-05-08
- Filing Date:
- 2017-05-10
- Accepted Time:
- 2017-05-10 17:11:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1621832 | Aqua Metals Inc. | AQMS | Secondary Smelting & Refining Of Nonferrous Metals (3341) | 471169572 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1675946 | Interstate Batteries, Inc. | 12770 Merit Drive Suite 1000 Dallas TX 75251 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-05-08 | 40,283 | $17.09 | 506,327 | No | 4 | S | Indirect | By subsidiary |
| Common Stock | Disposition | 2017-05-09 | 32,500 | $16.78 | 473,827 | No | 4 | S | Indirect | By subsidiary |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By subsidiary |
| No | 4 | S | Indirect | By subsidiary |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.76 to $17.75 inclusive.
- These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.51 to $16.93 inclusive.
Billionaire Hedge Funds
