Filing Details
- Accession Number:
- 0001604689-17-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-10 16:44:19
- Reporting Period:
- 2017-05-03
- Filing Date:
- 2017-05-10
- Accepted Time:
- 2017-05-10 16:44:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1457612 | Genocea Biosciences Inc. | GNCA | Biological Products, (No Disgnostic Substances) (2836) | 510596811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604689 | Jonathan Poole | C/O Genocea Biosciences, Inc. 100 Acorn Park Drive, 5Th Floor Cambridge MA 02140 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-03 | 7,937 | $0.00 | 25,150 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2017-05-03 | 23,810 | $0.00 | 48,960 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-05-08 | 6,213 | $6.51 | 42,747 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-05-10 | 3,500 | $6.13 | 39,247 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Footnotes
- The restricted stock units ("RSUs") were granted in accordance with Genocea Biosciences, Inc.'s (the "Company") 2014 Equity Incentive Plan (the "Plan") and vested immediately upon grant.
- The RSUs were granted in accordance with the Plan and will vest in full 18 months from the grant date, subject to Mr. Poole's continued employment with the Company.
- The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $6.50 to $6.54, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Shares sold to cover taxes on RSUs that vested on May 3, 2017.