Filing Details
- Accession Number:
- 0001144204-17-026071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-10 16:30:35
- Reporting Period:
- 2017-05-08
- Filing Date:
- 2017-05-10
- Accepted Time:
- 2017-05-10 16:30:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1369868 | China Biologic Products Inc. | CBPO | Biological Products, (No Disgnostic Substances) (2836) | 752308816 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575517 | Cbpo Zhijing Liu | 18Th Floor, Jialong International Building, 19 Chaoyang Park Road Beijing F4 100125 | Corporate Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-08 | 6,358 | $9.85 | 10,969 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-08 | 6,358 | $116.68 | 4,611 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-05-09 | 1,142 | $9.85 | 5,753 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-09 | 1,142 | $115.40 | 4,611 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2017-05-08 | 6,358 | $0.00 | 6,358 | $9.85 |
Common Stock | Stock Option (right to buy) | Disposition | 2017-05-09 | 1,142 | $0.00 | 1,142 | $9.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,142 | 2016-09-01 | 2022-08-31 | No | 4 | M | Direct |
0 | 2016-09-01 | 2022-08-31 | No | 4 | M | Direct |
Footnotes
- Represents 6,358 shares of common stock acquired by the Reporting Person through the exercise of stock options to purchase the Issuer's common stock. See Footnote 7 below for further details on the relevant stock options.
- Represents 6,358 shares of common stock sold on the open market at a weighted average price of $116.68 per share on May 8, 2017.
- Represents 1,142 shares of common stock acquired by the Reporting Person through the exercise of stock options to purchase the Issuer's common stock. See Footnote 7 below for further details on the relevant stock options.
- Represents 1,142 shares of common stock sold on the open market at a weighted average price of $115.40 per share on May 9, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in the open market at prices ranging from $116.62 to $116.95, inclusive. The Reporting Person undertakes to provide to any security holders of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Footnote 5.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in the open market at prices ranging from $115.20 to $115.65, inclusive. The Reporting Person undertakes to provide to any security holders of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Footnote 6.
- Represents previously reported stock options to purchase 15,000 shares of the Issuer's common stock, granted to the Reporting Person under the Issuer's 2008 equity incentive plan, pursuant to a stock option agreement dated August 31, 2012. The options were vested annually over a 4-year period in four equal portions, with the initial vesting date being September 1, 2013.